If you have already established your own independent registered investment advisor, you can completely maintain your corporate entity, your brand, your disclosure documents, and your direct custodian relationships exactly as they are. You affiliate with Supreme Alliance strictly as your broker-dealer to provide the necessary supervisory oversight on any ancillary securities transactions or product lines. This allows you to stay fully independent as a fiduciary while keeping access to a robust broker-dealer shelf.
If you prefer to escape the administrative burdens, ongoing registration costs, and continuous state or SEC audit preparations associated with running your own independent firm, you can access our corporate advisory platform. This path is highly attractive for successful advisors who are scaling their advisory assets for the first time, or those who want to simplify their compliance footprint so they can spend their time focused on client relationships.
Many of our most successful advisors operate using a strategic combination. They maintain commission-based brokerage accounts under our broker-dealer umbrella while simultaneously running fee-based advisory accounts under either their own independent RIA or our corporate RIA structure. We have engineered our internal clearing and back office portals to accommodate this hybrid approach without making your billing or reporting unnecessarily complicated.